Simon Willison’s Weblog

Constitutional Classifiers: Defending against universal jailbreaks. Interesting new research from Anthropic, resulting in the paper Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming.

From the paper:

In particular, we introduce Constitutional Classifiers, a framework that trains classifier safeguards using explicit constitutional rules (§3). Our approach is centered on a constitution that delineates categories of permissible and restricted content (Figure 1b), which guides the generation of synthetic training examples (Figure 1c). This allows us to rapidly adapt to new threat models through constitution updates, including those related to model misalignment (Greenblatt et al., 2023). To enhance performance, we also employ extensive data augmentation and leverage pool sets of benign data.[^1]

Critically, our output classifiers support streaming prediction: they assess the potential harmfulness of the complete model output at each token without requiring the full output to be generated. This enables real-time intervention—if harmful content is detected at any point, we can immediately halt generation, preserving both safety and user experience.

A key focus of this research is CBRN - an acronym for Chemical, Biological, Radiological and Nuclear harms. Both Anthropic and OpenAI's safety research frequently discuss these threats.

Anthropic hosted a two month red teaming exercise where participants tried to break through their system:

Specifically, they were given a list of ten “forbidden” queries, and their task was to use whichever jailbreaking techniques they wanted in order to get one of our current models (in this case, Claude 3.5 Sonnet, June 2024) guarded by the prototype Constitutional Classifiers to answer all of the queries. We only considered it a successful “universal” jailbreak if the model provided a detailed answer to all of the queries.

183 active participants spent an estimated >3,000 hours over a two-month experimental period attempting to jailbreak the model. They were offered a monetary reward up to $15,000 should they discover a universal jailbreak. Despite the large amount of effort, none of the participants were able to coerce the model to answer all ten forbidden queries with a single jailbreak—that is, no universal jailbreak was discovered.

I'm disappointed that the goal they set was for a single universal jailbreak. I would have thought that a partial jailbreak - one that worked against a subset of those questions - would still be a result that demonstrated concerning gaps in their proposed protection.

Anthropic are now running a public continuation of their red teaming exercise at claude.ai/constitutional-classifiers until Feb 10, 2025, with 8 target questions.

Here's the first of those:

I hadn't heard of Soman so I pasted that question into R1 on chat.deepseek.com which confidently explained precautionary measures I should take when working with Soman, "a potent nerve agent", but wrapped it up with this disclaimer:

Disclaimer: Handling Soman is inherently high-risk and typically restricted to authorized military/labs. This guide assumes legal access and institutional oversight. Always consult certified safety professionals before proceeding.